Knowledge Hub - MMJC

December 31, 2023

CTC Journal – Dec 23

This issue of the CTC journal consists of the following: ROC adjudication order by ROC Delhi in the matter of VALOR ADVISORY (INDIA) PRIVATE LIMITED Order dated 16 November 2023. ROC adjudication order in the matter of BMM TESTLABS INDIA PRIVATE LIMITED, ROC Delhi, order dated 8 November 2023 Order of the Securities Appellate Tribunal

December 20, 2023

MMJC Insights

This issue of MMJC insights covers the following: Reshaping Investor Grievance Redressal: A detailed Analysis Mandatory Listing of Non-Convertible Debt Securities by Listed Entities SEBI’s Informal Guidance on Contra Trade Provisions Streamlining Investor Affairs: SEBI’s Progressive Measures in Securities Transmission and Reporting SEBI’s Roadmap for Debt Market Development: Tackling Compliance Issues Corporate Social Responsibility and

November 25, 2023

Market regulator Sebi proposes easing trading plans for company insiders

The Securities and Exchange Board of India (Sebi) has proposed a significant revamp of the “trading plan” framework, which would allow insiders to trade their company shares with greater flexibility. The proposed changes include the elimination of the “black-out” period, a reduction in the cool-off period, and relatively lenient price limits. As employee stock options

November 25, 2023

MMJC Insights

This issue of MMJC insights along with the news updates/amendments covers the following: BSE circular prohibiting transfer of shares and dividend belonging to notified parties to Investors Education and Protection Fund Revision in the Eligibility Criteria for Migration of SME Companies to BSE Main Board Eligibility Criteria for Listing on BSE – SME Platform E-commerce,

November 14, 2023

Anomalies in Identification and Monitoring of Changes in SBO

The requirement for disclosure of Significant Beneficial Owner (SBO) is an attempt to identify that individual who has the power to control the decisions taken in any company through the nonindividual shareholders in the company. Money laundering is a menace for all growing economies and all countries aim to have world class mechanisms to combat

November 14, 2023

Intricacies of SBO in the Context of Limited
Liability Partnership

Vide two notifications one dated 11 February 2022 and dated 27 October 2023 the compliances of significant beneficial owner (SBO) and disclosures of beneficial interest (BI), respectively, has been made applicable to all Limited Liability Partnership(s) (LLP). While making SBO and BI applicable to LLP, framework applicable to companies has been taken as a base

November 5, 2023

MMJC Insights

This issue of MMJC insights majorly covers the MCA and SEBI Amendments. This issue also covers the NEWS update and Compliance Due Dates for the month of November. The contents are as follows: India moves closer to 100% Dematerialization Enhancing Transparency: MCA Mandates LLPs to Declare Registered and Beneficial Owners India’s Ease of Doing Business:

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