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Are you Proposing to List Shares on Recognized Stock Exchange?

Introduction: When a company goes public through an Initial Public Offering (IPO), it…

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Challenges in Compliance with PIT Regulations by Intermediaries / Fiduciaries.

Background Unpublished Price Sensitive Information [‘UPSI’] is the most important aspect when it…

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Deciphering the Commencement of UPSI in Acquisition Scenarios- A Comprehensive Analysis

Understanding UPSI and its Regulatory Implications Before delving into specific cases, it’s essential…

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Role of Compliance Officer – Relevance of Standard Operating Procedures for compliance under SEBI (PIT) Regulations 2015

Introduction Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider…

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Upholding Compliance: The Compliance Officer’s Role in Adhering to the Code of Conduct while addressing Family Disputes within the ambit of Insider Trading Regulations

Introduction: In the intricate landscape of financial regulations, the role of a compliance…

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Implications of Re-defining Unpublished Price Sensitive Information Under the Prohibition of Insider Trading Regulations.

Background: Prior to April 1, 2019, “Material events in accordance with the listing…

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