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January 17, 2025
Role of Compliance Officer – Relevance of Standard Operating Procedures for compliance under SEBI (PIT) Regulations 2015
Introduction Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 [‘PIT Regulations’] is responsible ...
January 17, 2025
Deciphering the Commencement of UPSI in Acquisition Scenarios- A Comprehensive Analysis
Understanding UPSI and its Regulatory Implications Before delving into specific cases, it’s essential to grasp the concept of UPSI and ...
January 17, 2025
Challenges in Compliance with PIT Regulations by Intermediaries / Fiduciaries.
Background Unpublished Price Sensitive Information [‘UPSI’] is the most important aspect when it comes to enforcement of provisions relating to ...