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Newsletter
January 17, 2025
Deciphering the Commencement of UPSI in Acquisition Scenarios: A Comprehensive Analysis
Understanding UPSI and its Regulatory Implications Before delving into specific cases, it’s essential to grasp the concept of UPSI and ...
January 17, 2025
Role of Compliance Officer – Relevance of Standard Operating Procedures for compliance under SEBI (PIT) Regulations 2015
Introduction Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 [‘PIT Regulations’] is responsible ...
January 17, 2025
Upholding Compliance: The Compliance Officer’s Role in Adhering to the Code of Conduct while addressing Family Disputes within the ambit of Insider Trading Regulations
Introduction: In the intricate landscape of financial regulations, the role of a compliance officer stands as a crucial linchpin in ...