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Newsletter
January 18, 2025
Safeguarding Market Integrity: Compliance Officer’s Role in Trading Window Closure under Insider Trading
Introduction The Compliance Officer under the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 [‘PIT Regulations’] ...
January 17, 2025
Trading Plan under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 – Actionable and obligations
Introduction Securities and Exchange Board of India (‘SEBI’) (Prohibition of Insider Trading) (Second Amendment) Regulations 2015 introduces revised provisions relating ...
January 17, 2025
The Post-Listing Challenges of SMEs
Introduction Initial Public Offerings (IPOs) are often seen as a hallmark of success and a major milestone for Small and ...