Latest News And Blogs

Role of Compliance Officer – Relevance of Standard Operating Procedures for compliance under SEBI (PIT) Regulations 2015

Introduction Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider…

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Upholding Compliance: The Compliance Officer’s Role in Adhering to the Code of Conduct while addressing Family Disputes within the ambit of Insider Trading Regulations

Introduction: In the intricate landscape of financial regulations, the role of a compliance…

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Implications of Re-defining Unpublished Price Sensitive Information Under the Prohibition of Insider Trading Regulations.

Background: Prior to April 1, 2019, “Material events in accordance with the listing…

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Securities and Exchange Board of India (Prohibition of Insider Trading) (second amendment) regulation, 2024 – Trading Plan provisions Revamped.

Introduction Securities Exchange Board of India (‘SEBI’) vide its circular dtd June 25,2024…

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Deciphering the Start date of UPSI: Navigating the Variations

Introduction: Securities and Exchange Board of India (Prohibition of Insider Trading), Regulations 2015…

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Appointment of Executive Directors and Approval of their Remuneration – Proxy Advisory Perspective

Proxy advisors are intermediaries registered with Securities and Exchange Board of India (‘SEBI’)…

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