Latest News And Blogs

Navigating the Regulatory Landscape: Harmonizing provisions of SEBI (LODR) and Section 42A of Arbitration and Conciliation Act, 1996

Introduction: Para B, Part A, of Scheule III of Securities and Exchange Board…

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Tracking of trades of designated persons post resignation.

Background: Securities and Exchange Board of India (Prohibition of Insider Trading), Regulations 2015…

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The Compliance Officer’s Role: Upholding the Code of Conduct under PIT

Introduction: Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider…

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Varied Practices While Disclosing Details of Newly Incorporated Entity by Listed Entity

Introduction As per schedule III, Part A, Para A, Point 1 of Securities…

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Start date of Unpublished Price Sensitive Information (‘UPSI’) – Fund raising activity

Background: UPSI means any information that is likely to materially affect the price…

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“Uncovering Regulatory Authority: Understanding the Sources of Regulatory Action”

Introduction: Regulatory actions are common when it comes to corporate world. In a…

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