SEBI PIT - MMJC - Page 3

Tracking of trades of designated persons post resignation.

Background Securities and Exchange Board of India (Prohibition of Insider Trading), Regulations 2015…

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Safeguarding Market Integrity: Compliance Officer’s Role in Trading Window Closure under Insider Trading

Introduction The Compliance Officer under the Securities and Exchange Board of India (Prohibition…

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Trading Plan under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 – Actionable and obligations

Introduction Securities and Exchange Board of India (‘SEBI’) (Prohibition of Insider Trading) (Second…

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Challenges in Compliance with PIT Regulations by Intermediaries / Fiduciaries.

Background Unpublished Price Sensitive Information [‘UPSI’] is the most important aspect when it…

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Deciphering the Commencement of UPSI in Acquisition Scenarios- A Comprehensive Analysis

Understanding UPSI and its Regulatory Implications Before delving into specific cases, it’s essential…

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Role of Compliance Officer – Relevance of Standard Operating Procedures for compliance under SEBI (PIT) Regulations 2015

Introduction Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider…

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