SEBI PIT - MMJC - Page 5

SEBI Compliance Unveiled: Non- Standard Disclosures of KMP Resignation amid SEBI’s Regulatory Framework

Introduction Securities and Exchange Board of India [‘SEBI’] had released a consultation paper…

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Tracking of trades of designated persons post resignation.

Background: Securities and Exchange Board of India (Prohibition of Insider Trading), Regulations 2015…

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The Compliance Officer’s Role: Upholding the Code of Conduct under PIT

Introduction: Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider…

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Start date of Unpublished Price Sensitive Information (‘UPSI’) – Fund raising activity

Background: UPSI means any information that is likely to materially affect the price…

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SEBI’s Insider Trading Combat: Navigating the Terrain of the Structured Digital Database.

In the dynamic landscape of financial markets, integrity and transparency stand as linchpins.…

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Custom Fit or Ready-Made? Rethinking the Approach to UPSI Lists

Evolution of UPSI: The definition of Unpublished Price Sensitive Information (UPSI) under SEBI’s…

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