SEBI PIT

Insider but NOT a Connected Person?

The core question Can a person escape classification as a “connected person” and…

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Hon’able Supreme Court Says “Good Reason” is Not Good Enough in defending Insider Trading charge.

A narrative appears to be emerging that the judgment treats the recognized circumstances…

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When Other Companies’ UPSI Enters Your Business

Why boards should treat third-party UPSI as an information-governance issue — not merely…

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Whether a Designated Person Can Subscribe to the Initial Public Offer?

Facts of the case A Ltd, an unlisted company, is going for Initial…

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Contra trade – can non-compliance/ deviation be pardoned by Compliance Officer?

Contra trade is the one of the restrictions where compliance officer can grant…

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Compilation of FAQs on Contra Trade Under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations 2015

Question 1. Whether the following sequences of transactions if executed within six months…

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