SEBI PIT

When Other Companies’ UPSI Enters Your Business

Why boards should treat third-party UPSI as an information-governance issue — not merely…

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Whether a Designated Person Can Subscribe to the Initial Public Offer?

Facts of the case A Ltd, an unlisted company, is going for Initial…

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Contra trade – can non-compliance/ deviation be pardoned by Compliance Officer?

Contra trade is the one of the restrictions where compliance officer can grant…

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Compilation of FAQs on Contra Trade Under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations 2015

Question 1. Whether the following sequences of transactions if executed within six months…

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Understanding Contra Trade under SEBI’s PIT Regulations: Insights from Recent Informal Guidance

Background SEBI has increasingly emphasized strict enforcement of the Prohibition of Insider Trading…

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The Disclosure Dilemma: Interplay between Principles under the PIT Regulations

Introduction: Principle 4 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations), provides…

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