MMJC » SEBI PIT

The Compliance Officer’s Role: Upholding the Code of Conduct under PIT

Introduction: Compliance Officer under Securities and Exchange Board of India (Prohibition of Insider…

Read More

Start date of Unpublished Price Sensitive Information (‘UPSI’) – Fund raising activity

Background: UPSI means any information that is likely to materially affect the price…

Read More

SEBI’s Insider Trading Combat: Navigating the Terrain of the Structured Digital Database.

In the dynamic landscape of financial markets, integrity and transparency stand as linchpins.…

Read More

Custom Fit or Ready-Made? Rethinking the Approach to UPSI Lists

Evolution of UPSI: The definition of Unpublished Price Sensitive Information (UPSI) under SEBI’s…

Read More

SEBI widens the scope of Deemed connected Person

Securities and Exchange Board of India (‘SEBI’) vide its amendment notification dt: December…

Read More

Frequently asked questions on BSE and NSE circular dt: October 18, 2024, regarding certification of SDD maintenance

Applicability of SDD compliance certificate: 1. Whether listed entities to whom reg. 24A…

Read More