SEBI Inspections on Compliance with SEBI (PIT) – Setting Up of Internal Controls Under SEBI (PIT)

Background Securities and Exchange Board of India (‘SEBI’) brought major amendments to Securities…

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SEBI Broadens Scope of Unpublished Price Sensitive Information

Background: Securities and Exchange Board of India (‘SEBI’) vide its consultation paper dt:…

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SEBI Consultation Paper: Extension of Automated Trading Window Closure

Securities and Exchange Board of India (‘SEBI’) vide its notification dt: February 7,…

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MMJC Articles 2024 Simplifying Compliance PIT and LODR Regulatory Insights!

Discover MMJC’s 2024 collection of articles on SEBI’s Prohibition of Insider Trading (PIT)…

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Tracking of trades of designated persons post resignation.

Background Securities and Exchange Board of India (Prohibition of Insider Trading), Regulations 2015…

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Safeguarding Market Integrity: Compliance Officer’s Role in Trading Window Closure under Insider Trading

Introduction The Compliance Officer under the Securities and Exchange Board of India (Prohibition…

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